Compliance Officer

Mauritius
Full Time
Apply Now

Compliance Officer

Sovereign Cooperate Services Limited is currently looking for an to provide support to its Corporate Offices within the Sovereign Group. If you are willing to join a Great Place to Work, then this job is for you!

 

Duties and responsibilities:

  • Responsibility for conducting compliance monitoring activities in accordance with the Compliance Monitoring Plan, assess levels of and adequacy of compliance, and produce compliance review reports for senior management, as required.
  • Encourage staff to comply with regulations and standards and provide advice and guidance on what is required to comply, what constitutes good practice within a regulated environment, and how this is translated into operational areas.
  • Undertaking and reviewing due diligence in relation to structures and changes to existing structures.
  • Scrutinising, interrogating and updating compliance records in relation to client structures.
  • Liaison with Business Coordinator to run reports and check data entry records on Viewpoint.
  • Responding to internal queries regarding compliance issues.
  • Liaising with internal contacts regarding the production of compliance reports.
  • Undertaking training of staff as appropriate in relation to the compliance function within the company.
  • Undertaking training in respect of compliance and risk evaluation in order to improve knowledge and skills and maintain currency of knowledge in accordance with regulation standards.
  • Identify and investigate issues or trends which may adversely affect business compliance and propose any necessary action to promote business improvement.
  • Carrying out risk assessments for client structures.
  • Assist with external reporting requirements, including FATCA and CRS;
  • Assist with the maintenance of compliance registers (including PEP, Incident and Errors, Breaches, Conflicts of Interest).
  • Acting as limited authorised signatory in respect of risk assessments.
  • Any other related duties that may be required by a Director from time to time.

 

Profile:

  • Degree holder and pursuing a professional qualification in compliance
  • At least 2 to 3 years’ experience in a fiduciary compliance role or in a similar position
  • Excellent knowledge of Microsoft Office tools
  • Good knowledge of regulatory requirements
  • Good communication skills in English and French
  • Good organisational and interpersonal skills
  • Accurate with good attention to detail
  • Proactive approach to work
  • Ability to multi-task and work under pressure
  • Good time management and analytical skills
  • Ability to keep client matters strictly confidential
  • Ability to follow detailed policies and procedures

 

Apply for this position

Allowed Type(s): .pdf, .doc, .docx
Get in Touch

Please contact us if you have any questions or queries and your local representative will be in touch with you as soon as possible.