Sovereign Cooperate Services Limited is currently looking for an to provide support to its Corporate Offices within the Sovereign Group. If you are willing to join a Great Place to Work, then this job is for you!
Duties and responsibilities:
- Responsibility for conducting compliance monitoring activities in accordance with the Compliance Monitoring Plan, assess levels of and adequacy of compliance, and produce compliance review reports for senior management, as required.
- Encourage staff to comply with regulations and standards and provide advice and guidance on what is required to comply, what constitutes good practice within a regulated environment, and how this is translated into operational areas.
- Undertaking and reviewing due diligence in relation to structures and changes to existing structures.
- Scrutinising, interrogating and updating compliance records in relation to client structures.
- Liaison with Business Coordinator to run reports and check data entry records on Viewpoint.
- Responding to internal queries regarding compliance issues.
- Liaising with internal contacts regarding the production of compliance reports.
- Undertaking training of staff as appropriate in relation to the compliance function within the company.
- Undertaking training in respect of compliance and risk evaluation in order to improve knowledge and skills and maintain currency of knowledge in accordance with regulation standards.
- Identify and investigate issues or trends which may adversely affect business compliance and propose any necessary action to promote business improvement.
- Carrying out risk assessments for client structures.
- Assist with external reporting requirements, including FATCA and CRS;
- Assist with the maintenance of compliance registers (including PEP, Incident and Errors, Breaches, Conflicts of Interest).
- Acting as limited authorised signatory in respect of risk assessments.
- Any other related duties that may be required by a Director from time to time.
Profile:
- Degree holder and pursuing a professional qualification in compliance
- At least 2 to 3 years’ experience in a fiduciary compliance role or in a similar position
- Excellent knowledge of Microsoft Office tools
- Good knowledge of regulatory requirements
- Good communication skills in English and French
- Good organisational and interpersonal skills
- Accurate with good attention to detail
- Proactive approach to work
- Ability to multi-task and work under pressure
- Good time management and analytical skills
- Ability to keep client matters strictly confidential
- Ability to follow detailed policies and procedures
